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Industry, Trade, and Cross-Border Commerce in Defense: The U.S. Government
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Cindy Williams
Co-operative Research &
Development Opportunities with Canada: A U.S. Army Perspective
Lieutenant-Colonel Dean A. Powell'Deepening' and 'Widening': An Analysis of
Security Definitions in the 1990s
Sarah Tarry
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Operation: The Appropriation of Stoney Point Reserve and the Creation of Camp
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Fall
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| 'Deepening ' and 'Widening': An Analysis of Security
Definitions in the 1990s |
Sarah Tarry
Department of Political Science
University of Calgary
Introduction
The end of the Cold War is often regarded as marking
the beginning of a fundamentally different political environment both in a real and in a
theoretical sense. This has been especially pronounced within Security Studies as pressure
to redefine its most important concept, that of 'security' itself, has become a
preoccupation for the past decade. As a result, several academics have reconsidered what
is, and what should be, included within this concept and whether a broader
definition constitutes a more accurate depiction of reality.
Reaching consensus on this "essentially
contested concept" (Buzan 1991) has remained elusive, however, which is largely
reflective of an increasingly entrenched cleavage along the so-called traditional versus
non-traditional line. While traditionalists favour the maintenance of the Cold War
conception of security - defined in military and state-centric terms - the
non-traditionalists have attempted to broaden and deepen the definition. These
non-traditionalists argue that other issues, such as economic, environmental and social
threats, endanger the lives of individuals rather than strictly the survival of states.
The outcome is that the security debate has become
fundamentally normative. Instead of focussing on what constitutes a methodologically sound
and analytically meaningful definition, academics are engaged in a value-oriented debate
about the actors that should be included and the issues that should be
examined. Agreement on the definition of security is a prerequisite, however, before this
concept can be usefully employed in understanding the phenomenon it is intended to
capture.
Therefore, the purpose of my paper is to examine
several existing definitions in regards to their methodological soundness, in order to
provide an analytical point of departure for academics, regardless of their different
ideological preferences. In this pursuit, a survey of the literature will focus on six
influential perspectives within the contemporary security debate.
The classical ideological cleavage in International
Relations, between the two schools of so-called realism and liberalism, is analytically
insufficient to capture the nature of the debate in Security Studies. While some realists,
such as Stephen Walt, continue to emphasize their traditional preoccupation with military
threats, others, such as Barry Buzan and Mohammed Ayoob, agree that a broader definition
of security is necessary. Moreover, the realist-liberal dichotomy cannot encompass the
post-modernists, who are the most prominent critics of the traditional definition of
security.
The analytical distinction between traditionalists
and non-traditionalists is not meant to suggest that consensus among the latter has been
reached either. Indeed, there is disagreement between two sub-groups - the so-called
'wideners' and 'deepeners' about the concept (Buzan/Wæver/de Wilde 1998;
Krause/Williams 1996). The wideners argue that a predominantly military definition does
not acknowledge that the greatest threats to state survival may not be military, but
environmental, social and economic. The deepeners, on the other hand, ask the question of whose
security is being threatened and support the construction of a definition that allows
for individual or structural referent objects, as opposed to the state.
The purpose of a concise definition methodologically
is that "we specify precisely what we mean when we use particular terms" (Babbie
1995: 114). The word 'security,' in itself, has no meaning. Assignment of content, which
enables us to distinguish it from other concepts (cf. Salmon 1995: 57-8), is the important
first step before theories can be developed to explain the causes and effects of phenomena
labeled as 'security.'
A definition that is excessively broad, however, has
the implication of preventing the concept from being analytically useful. Thus, this paper
will measure each of the definitions against three criteria, irrespective of their
normative underpinning. The first criterion is that a definition must provide a clear
delineation of those cases which are included and those which are excluded from being a
security concern. Second, the categorization of a definition must be mutually exclusive,
thereby eliminating ambiguous cases that could fit in both or neither category. Third, a
definition must have explanatory capacity, such as instances in reality, which actually do
fulfill the requirements of being a security threat. At the same time, the category must
not be conceptualized so broadly that almost everything can be subsumed under it.
The structure of the paper is as follows. Section I
examines the traditionalist position, focussing on Stephen Walt's definition of security.
Section II explores the non-traditionalist 'widening' perspective. Mohammed Ayoob, Ole
Wæver, as well as Michael Klare and Daniel Thomas explain conceptions of security, which,
although they include a broader range of threats than the traditionalists, are still
largely state-centric. Section III explores two perspectives of non-traditionalists
seeking to 'deepen' the definition of security. It includes the arguments made by Ken
Booth on the one hand, and Spike Peterson on the other.
Each subsection will conclude with an application of
the respective definition to Québec's threat of separation from Canada. This example is
not so much chosen because of its domestic significance, but because it illustrates rather
nicely the practical implications of the six definitions under examination. As the paper
will show, they assess the potential of Québec independence very differently.
Section I: The Traditionalist Position
Stephen Walt
The definition that currently is initiating the
greatest debate within the Security Studies community is that of Stephen Walt's
traditionalist perspective (1991). Firmly rooted in realism, Walt articulates a position
that is state-centric and restricts the application of 'security' to threats in the
military realm. He equates security with peace and the prevention of conflict through
military means (deterrence policies, non-offensive defense and the like).
Three realist assumptions figure prominently in
Walt's definition. First, because of the absence of a world government, the international
system is characterized by an objectively observable, i.e., not socially
constructed, anarchy. Second, while states are not the only actors in the
international system, they are the most important ones. Third, generalizations
about state behaviour can be developed because the primary objective of all states is
survival. As war is assumed to be the most serious hazard to the survival of states, the
study of war becomes the focus of realism. In his article, "The Renaissance of
Security Studies" (1991) Walt argues that Security Studies, and by extension security
itself:
may be defined as the study of the threat, use and
control of military force. It explores the conditions that make the use of force more
likely, the ways that the use of force affects individuals, states and societies, and the
specific policies that states adopt in order to prepare for, prevent, or engage in war
(1991: 212; italics in original).
While one may challenge realist premises and
assumptions, Walt's definition methodologically satisfies the first criterion by excluding
cases along two dimensions. First, it is clear that the military realm is privileged and
other potential threats are excluded; thus, unless an ecological, economic or social
problem intrudes into the military realm, it does not comprise part of a state's security
analysis. For example, the environmental problem of water shortage would only be
considered a national security concern if a state threatened, or initiated, a military
response against another state, in defense of its interests. Second, since the
state is the referent object, Walt excludes sources of insecurity at the individual level.
Thus, even if a government posed an immediate and lethal threat to its citizens, this
would not be considered a security threat within this definition.
Because this terminology is unambiguous in the
issues and referent object to which it applies, it also fulfils the second criterion.
Since it is generally clear when military force is being employed by one state against
another, either as a threat or in reality, the concept has a tangibility that is absent in
other concepts such as justice and power. This clarity may help to explain, in part, the
longevity of military-centred conceptions of security.
It is questionable, however, whether this definition
meets the final criterion, which is the applicability to reality. As Mohammed Ayoob (1997)
illustrates, traditional definitions assume that the greatest threats to national security
are external ones. However, the overwhelming frequency of military force since 1945 has
been in intrastate and not interstate conflicts. This trend has continued in
the post-Cold War environment where the number of civil conflicts - former Yugoslavia,
Rwanda and Somalia, to name a few - far surpass the number of interstate conflicts, which
essentially only consist of the Gulf War. Furthermore, J. Ann Tickner (1995: 179) argues
that of the approximately 127 "significant wars" which have occurred since 1945,
all but two of them were within so-called Less Developed Countries (LDCs). Therefore, she
accuses the traditionalists of being ethnocentric in their conceptualizations, as they
narrowly define security in terms of conflict between the great powers.
Thus, because Walt's definition does not recognize
intrastate conflict as being a source of insecurity, the potential separation of Québec
from Canada does not qualify as a national security threat. Even if the Government of
Canada used force to suppress a secessionist movement in Québec, this internal dispute
would still not satisfy Walt's conditions. To do so would first require a
declaration of sovereignty, and either Québec or the Rest of Canada (ROC) would then have
to threaten or mobilize military force against the other.
In spite of its soundness on methodological grounds,
the traditionalist definition of security itself is widely criticized by numerous
academics. The most prominent source of discontent is the failure of Walt's
conceptualization to meet satisfactorily the final criterion, applicability to the 'real'
world. Based on different understandings of the nature of the post-Cold War environment,
other scholars have developed alternative definitions of security in response to this security
problématique.
Section II: The 'Wideners'
Mohammed Ayoob
Responding to the proportionately greater number of
intrastate conflicts in the Third World as compared to the First World, Mohammed Ayoob's
definition stresses political-institutional underdevelopment as the predominant source of
conflict. He, therefore, addresses the third definitional criterion, which Walt does not
meet. Ayoob (1997: 130) argues that national security is a function of state building,
which requires that a state possesses more than simply "security hardware"
(control of coercive force) but also "security software" (legitimacy and
integration). Ayoob advances a different definition:
[s]ecurity or insecurity is defined in relation to
vulnerabilities, both internal and external, that threaten to, or have the potential to,
bring down or significantly weaken state structures, both territorial and institutional,
and regimes (1997: 130; emphasis added).
In fulfilling the initial requirement of a sound
definition, Ayoob's "subaltern realism" excludes cases in two ways. First, there
is a clearly stated threshold for security threats, which any issue must pass to be
considered as such. A problem needs to become sufficiently politicized to have the
potential to threaten the survival of the state, its boundaries, political institutions,
or governing regimes. Unlike Walt, Ayoob recognizes that a wide variety of crises may
arise with the capacity to threaten the state, many of which are not exogenous.
However, widening the security agenda is not an indiscriminate undertaking; Ayoob admits
that not all issues have the same influence over time and among specific countries,
thereby making it analytically inappropriate to attach issues like environmental
degradation or migration to a definition of security.
Second, as its focus is clearly state-centric,
Ayoob's definition, like Walt's, excludes threats to individual and global security.
Hence, violence against women and environmental pollution are not national security
matters unless those who profess to control the state view them as such. While Ayoob does
not share Walt's commitment to anarchy as the primary influence on the behaviour of
states, he justifies his state-centrism arguing that the state system remains the
primary mode of organization. Therefore, security analysis should not undermine the
move toward statehood, especially for LDCs (1997: 131).
Despite clearly meeting the first criterion, Ayoob's
definition has some ambiguity. He appears to use the term 'regime' as it is used in the
public debate, where it has the negative connotation of being an authoritarian government,
rather than in the political science conception of regime as any type of
government. Insecurity is defined in relation to threatening the continued existence of,
among other things, regimes, so one would be inclined to assume that peaceful
changes of government within democratic regimes threaten the survival of the state.
However, as he is focussing his analysis on the weak state building in the Third World, it
is clear within the broader context of the article that he does not mean to imply that
regime change in an established democracy raises the same problems as in a LDC. Hence,
while readers can only be expected to judge on the basis of what an author writes,
and not on what he intends, this ambiguity could be easily resolved and, therefore,
does not reduce the soundness of Ayoob's definition in principle.
In fulfilling the final definitional criterion,
which is its pertinence in reality, Ayoob's broader conceptualization is superior to
Walt's more narrow one. The ability to include a wider variety of potential threats allows
Ayoob to account for a greater number of cases of violent post-Cold War intrastate
conflicts. Thus, while this definition considers the Iraqi invasion of Kuwait in 1990 as a
security threat to the territorial integrity of the latter, it also explains the Croat
uprising as endangering the maintenance of the political institutions (and later, the
territorial integrity) of the Yugoslav state (Ullman 1996).
Despite the subaltern context of the definition, it
can also be applied to issues in the developed world. With respect to the threat of
Québec's separation from Canada, this would be considered a matter of national insecurity
for three reasons. First, separation would reduce the existing boundaries of Canada;
second, it would, at a minimum, challenge the Canadian institution of the constitution;
and finally, separation would threaten the current federal government, since several
cabinet ministers have constituencies in Québec (most notably, the current Prime
Minister).
Ole Wæver
According to Ole Wæver, the concept of security has
two meanings. First it is used in everyday language to describe a freedom from threat, and
second, it is employed in Security Studies to capture the survival of the state. While
conceptualizing security in terms of 'individual security' or 'global security' have
become more popular in the contemporary debate, Wæver insists that "as concepts, neither
individual or international security exist" (1996: 48; emphasis in original).
Since national security is the sole linguistically familiar conception, of the
three, he views it as the only possible referent object. Wæver acknowledges, however,
that dynamics at both the individual and international level can and do play a significant
role in influencing national security.
While disregarding security at the individual level,
Wæver advocates a "re-conceptualization of the security field in terms of a duality
of state and societal security" (1995: 67). The primary objective of
both state and society is survival. For the state, it is defined in terms of sovereignty,
whereas for the society, it is defined in terms of identity. According to Wæver, societal
insecurity is the result of an increasing incapacity of states to protect the interests of
their citizens resulting from the progressive dispersion of political power (1995: 67).
In regards to both state and society, the threshold
of any issue to be considered a security threat is if it is "securitized." The
so-called securitization of political, economic or ecological problems occurs when the
elite (either of the respective state or society) claims the problem to be such. In other
words, Wæver argues that security is a speech act wherein only after an issue is
defined by the elite as constituting a 'security threat' can it be considered as such. An
issue becomes securitized once "a state-representative moves a particular
development into a specific area, and thereby claims a special right to use whatever means
are necessary to block it" (1995: 55). While the government has the responsibility of
speaking 'security' on behalf of the state, Wæver also argues that the government is
usually the orator of security for the 'society' as well. However, he admits that the
relative success of societal elites who speak 'security' can only be determined in
hindsight, as one considers whether the speaker had a significant amount of popular
support among the society.
Wæver's two-dimensional conceptualization can only
partially fulfill the criteria necessary to be considered a sound definition in
methodological terms. On the one hand, like the previous definitions, this one excludes
potential threats at the individual level and so avoids encompassing an infinite number of
cases. As well, identifying the 'speakers' of security is easily operationalized in those
cases where the use of the term by the elite is explicit, making it clear when specific
cases are included and when they are not. This, of course, means that governments could
invoke 'security' as a means to take unlimited measures against its own or neighbouring
populations, when the very survival of the state was not threatened. However,
according to Wæver, the 'objective reality' of the threat is less important than how
states react to the perceived threat.
On the other hand, the concept of 'society'
introduced by Wæver in his analysis is not as readily operationalized because it raises
as many questions as it answers. What is the relationship between a society, a nation, and
a state? Can more than one society exist within a state? Can societies overlap? What
constitutes membership within a particular society? Against this backdrop, Immanuel
Wallerstein (1984: 1-2) argues that the concept of 'society' cannot be empirically
determined:
endless, passionate debate about which 'entities'
constitute which concrete 'societies' throws fundamental doubt, it seems to me, on the
utility of the concept of 'societies' as a starting point for analysis. States are at
least visible, functioning organisms
but where can we find 'societies' other than in
the minds of the analysts, or of the orators? Social science would, in my view, make a
great leap forward if it dispensed entirely with the term.
Wæver contends that a national security threat can
be viewed as "developments that threaten the sovereignty or independence of a
state in a particularly rapid or dramatic fashion, and deprive it of the capacity to
manage itself" (1995: 54; emphasis added). As a realist conception of interstate
conflict, this latter definition neglects domestic challenges to state survival.
The idea of state sovereignty as its benchmark seems to contradict security as a speech
act, since the elite could speak economic, environmental or social issues as national
security threats.
Wæver faces a final conceptual problem of
categorization due to his association of society with identity. As Håkan Wiberg
illustrates with the case of Macedonia:
to the extent identity is anchored in language,
Bulgaria is the main threat: it regards Macedonian as a Bulgarian dialect
To the
extent it is anchored in religion, the Serbs are the main threat: the Macedonian church
[is] still under the Serb patriarchate
To the extent that it is anchored in
statehood, the Albanian minority will not accept Macedonians defining themselves as the
state carrying people. When it is defined by territory and history, the Greeks object
strongly (quoted in Krause/Williams 1996: 244; emphasis in original).
Hence, identity remains variable, changing to
reflect different circumstances or perceptions of threat. While Wæver may intend this in
order to reflect the complexity of identity, it makes the exclusion of cases virtually
impossible. States may consist of an infinite number of societies with potentially transnational
and/or overlapping identities. Furthermore, the boundaries and constituents of a society
could be subject to rapid changes in response to political, economic and other conditions.
Ambiguity, i.e., the second criterion, is a problem
this definition cannot overcome. Wæver's article fails to make clear whether 'security'
has to be explicitly spoken or whether the invocation of threats to 'sovereignty'
and 'identity' are sufficient. This is especially relevant within the Canadian context,
where the potential separation of Québec has not been 'spoken' as a national security
threat by the federal government, but where the protection of sovereignty and identity
have been frequently declared.
The employment of Wæver's two-dimensional concept
of state and societal security to the situation in Québec reveals the complexity of the
situation and the inherent contradictions between the interests of the state in relation
to society. There are, broadly speaking, four dimensions in the application of this
conception. First, for the federal government, Québec sovereignty may eventually pose a
security threat to the maintenance of existing Canadian boundaries. Second, the survival
of a 'Canadian society' based on a bilingual culture and tradition would also be
threatened by the separation of Québec. However, from the perspective of Québec
separatists, the third dimension of security in Wæverian terms, is that the Canadian
state continues to stifle, and thereby threaten, the development of Québecois identity.
Fourth, in Wæver's terminology, Québec consists of at least two different societies with
diametrically opposed identities, i.e., one nationalist and the other separatist; however,
the current premier claims to 'speak' identity for the entire province. Whether
evolving political conditions in Québec cause a shift in the identification of its
populace will, as the author admits, only be clear in hindsight, perhaps only after the
next provincial election.
Michael Klare and Daniel Thomas
In contrast to Ayoob and Wæver, Klare and Thomas
(1994: 3) contend that the concept of security needs to be expanded because of a declining
significance of geographical boundaries. They perceive state actors to be less able to
respond to global problems like environmental degradation and financial currency crises.
Instead of focussing on domestic threats to state survival, they advocate a "world
security" concept that accounts for the global nature of contemporary problems. To
them, world security is
distinguished by the belief that security involves
more than protection against military attack
ecological, economic and demographic
trends pose serious challenges to [developed] countries. And even in the
less-developed "South," where the threat of armed attack remains constant,
nonmilitary trends pose equal or greater threats to people's security (1994: 4;
emphasis added).
Through the inclusion of such varied global problems
as human rights abuse, economic crises and ecological threats, it becomes obvious that
Klare and Thomas view global security as equitable to human security. Their assumption is
that all actors are influenced equally by global threats and that they are motivated to
respond cooperatively to them. Such a conceptualization, however, ignores the
contradictions of an all-encompassing blanket of threats. For example, banning
deforestation and over-harvesting of farmland as a protective measure for the environment,
would, at least in the short-term, reduce the economic viability of those people who
depend on the land resources for food production.
In regards to fulfilling the first criterion of a
'good' definition, the possibility to exclude cases, Klare and Thomas' conceptualization
of security falls short in three respects. First, the attachment to particular global
problems prevents the definition from distinguishing between issues that are security
threats and those that are not. As there is no specified threshold for operationalizing
when an issue constitutes a threat, world security becomes an all-inclusive concept
allowing the analyst excessive flexibility to include whatever s/he deems a threat
to international security.
Second, the authors' referent object in the
so-called developed "North" is the state, whereas in the underdeveloped
"South," it is the people, thereby encompassing two different levels of
analysis. This not only comprises a methodological problem in itself, but it also
raises practical difficulties in the categorization of specific cases. This
differentiation prevents the classification of certain regions or states, such as the
'Asian Tigers' and other Newly Industrialized Countries (NICs) from being clear-cut. To
illustrate the point, Singapore and South Korea achieved their status as NICs under
authoritarian and military governments respectively, on the basis that state security,
i.e., the economic reforms initiated by the governments, could be threatened by its own
citizens. Hence, the North-South dichotomy is insufficient because in both cases it is
unclear whether the security concerns of the people or the state should prevail. In other
words, apart from the methodological concerns mentioned above, where is the threshold for
the shift in the focus from individual to state security?
Third, this conceptualization does not explore state
interdependence, despite being heavily reliant on it as the ontology of world security.
Interdependence, within this context is assumed to lead to positive outcomes wherein all
actors benefit by the resolution of a global threat. In the normative sense of being a
'good thing,' interdependence assumes that states are symmetrically interdependent
with the outcome of mutual solutions being equally beneficial for all actors. This
argument does not take into account the possibility of conflict arising from
interdependence and the actions taken by states to mitigate their perceived
vulnerabilities.
Klare and Thomas' definition cannot meet the
requirements of the second criterion, the freedom from ambiguity, because it is unclear
who or what retains the responsibility for resolving global security threats. Does the
obligation lie with individuals, the state, or collections of states in addressing these
problems? Since the concept of state sovereignty obligates a commitment to
non-intervention in domestic affairs, which role can international organizations play in
resolving the security concerns identified by the authors? Klare and Thomas also fail to
make clear what the relationship between national and world security is, and
subsequently, whose security interests take precedence in the event of a contradiction
between them.
Within the context of Klare and Thomas' definition,
as Canada is a country of the developed "North," the possibility of Québec's
separation constitutes a security concern to the federation. However, since the authors do
not recognize political-institutional issues, separation only becomes a security problem
if it is regarded as an economic threat.
In concluding this section, despite varying
justifications, these first three non-traditionalists share an understanding of security
that rests largely with the state. As well, the wideners agree that the traditional
conception of security is too narrow, and as a result, they attempt to incorporate other
sources of threat. However, only Ayoob is successful in maintaining a methodologically
sound definition; both Wæver, and Klare and Thomas are unable to overcome categorization
difficulties and ambiguities. Moreover, Ayoob's definition is superior to Walt's
militaristic notion of security in terms of the third criterion, because it can encompass
more than simply one case since 1990.
Section III: The Deepeners
Ken Booth
Ken Booth's advocacy for a deepened conception of
security contrasts ironically with his earlier writings, when he was an influential
realist. Now, as a self-proclaimed "fallen" Realist (1997), the contemporary
Booth argues that war is actually a cultural phenomenon, which implies that it has
a potential for change. As culture is dynamic, Booth advocates a theoretical approach
which he refers to as "utopian realism" (1991). The essence of this conception
is an amalgamation of normative and empirical theories:
The normative element is made up of universal
appeal, based on reason, to various world order principles
The empirical element
seeks to make the world of politics more intelligible by seeking to go beyond realism to a
set of ideas which offer a fuller understanding of the forces shaping 'Who gets what, when
and how'
(Booth 1991: 534).
While acknowledging that "utopianism" has
been widely criticized in academia, Booth defends it through his expansion of a famous
metaphor introduced by Michael Oakeshott in the 1950s (1991: 536). Oakeshott suggested
that realism provided the survival tools necessary to keep (political) ships afloat in a
"boundless and bottomless sea." In Booth's expansion, he agrees with Oakeshott,
but contends that a captain requires more than seamanship; he also needs a utopian
vision to guide the ship to its destination.
Applied to the current discussion, the destination
Ken Booth has in mind is security, and the route to it is the emancipation of humanity:
Emancipation means freeing people from those
constraints that stop them carrying out what freely they would choose to do, of which war,
poverty, oppression, and poor education are a few. Security and emancipation are in fact
two sides of the same coin. It is emancipation, not power and order, in both theory and
practice, that leads to stable security (1991: 539).
By locating security and insecurity at the
individual level, Booth cannot satisfy the first criterion of a methodologically sound
definition. Such an inclusive conceptualization prevents it from being analytically
meaningful, as the individual preferences of all people could not possibly be taken into
account. Instead, it appears that Booth intends to promote normative (and arguably
ethnocentric) values of the superiority of freedom and liberty over order.
Moreover, how can the inevitable situation of one
person's freedom contradicting another's be resolved without further increasing the
'insecurity' of both? In Hobbesian terms, emancipation would precisely lead to the state
of nature, where freedom was limited only by the power possessed by individual actors. It
is only if we assume that individual rationality valued the same outcomes - the prevention
of war, for example - that conflict between individuals would be reduced rather than
exacerbated by emancipation. Hence, due to this ambiguity, Booth's definition also fails
to meet the second criterion.
In addition, Mohammed Ayoob criticizes Booth on the
grounds that his definition "obfuscates" the meaning of both 'security'
and 'emancipation' (1997: 127). Ayoob discusses how the emancipation of Kurds from
Northern Iraq illustrates that 'emancipation' in the sense of the right to
self-determination may increase rather than decrease the insecurity of individuals
and groups. Transcending Hobbes' state of nature, which is based on domestic disorder, to
the international level, he argues that among the subalterns, where strong state
apparatus' have yet to develop, the emancipation of ethnic groups would almost certainly
lead to chaos and to the dissolution of state borders. Further, Ayoob reminds us of the
fluidity of the concept of ethnicity, which is "subject to change depending on the
context in which it operates at any given time" (1997: 127).
Within the context of Canada, Booth's definition
would identify the federal government as the primary security threat for Québec
sovereignists who would freely choose to separate from the federation. Since Booth
(1991: 539) characterizes states as being "means and not ends," he would
consider the Canadian state to be a threat to the distinct Québecois identity. This
emancipation of the sovereignists would, however, be in fierce opposition to Québec
nationalists and the ROC who would freely choose to have Québec remain within the
federation. As both choices are equally legitimate among equal individuals, it is
difficult to imagine how this contradiction could be resolved in such a manner as to not
make all Canadians more insecure.
Thus, while Booth's equation of emancipation and
security has intrinsic and emotional appeal, it seems to fall short as a definition of
security in two respects. First, as an excessively broad conceptualization that
encompasses the perceptions of all people, the definition becomes analytically meaningless
as a tool for understanding the phenomena it is intended to capture. Second, in practice,
the emancipation of humanity could be used to create a condition of anarchy, where
violence is legitimized, and existing divisions between people are exacerbated.
Spike Peterson
The trademark of feminism in Security Studies is its
objection to the traditionalist military-based and state-centric notion of security,
arguing that this narrow conceptualization does more to decrease the security of
women than to increase it. This is not only because the military establishment and state
institutions are patriarchal, hierarchical and have traditionally excluded feminist
contributions, but also because financial, social and political resources directed toward
the military cannot be administered elsewhere in improving the health and social
well-being of society.
Peterson contends that the preeminence of state
sovereignty is a primary source of insecurity for women, because it limits the "
construction of political community " (1992: 32) to masculine and patriarchal
institutions and policies. Thus, she advocates a move toward perceiving security in global
terms. While it is not explicitly defined by Peterson, her 'world security' concept would
address global problems such as nuclear proliferation, ecological concerns, human rights
abuses and widespread poverty on the one hand, and the systemic oppression of women, on
the other (1992: 31). Furthermore, it is intended to transcend the ideologies and
identities that produce systemic (global) insecurity and legitimate violence (both direct
and indirect) against women.
As a result of its association with structural violence,
this conceptualization of security employs the macro-level as its unit of analysis.
Peterson asserts "
the structural violence of gender (and class) hierarchy -
i.e. women's systemic insecurity - is revealed as an internal as well as external
dimension of state systems" (1992: 32; italics in original). However, this definition
is prevented from satisfying the first criterion for two reasons. First, this conception in
itself, is a circular argument because the term insecurity is defined by another term
'structural violence' and the latter term is not defined. For the definition of structural
violence, a second source needed to be consulted. J. Ann Tickner argues that it
"extends the meaning of violence beyond its association with physical violence to the
indirect violence done to individuals when unjust economic and political structures reduce
their life expectancy through lack of access to basic material needs" (1995: 187;
italics added). Because violence against women is seen as a systemic phenomenon,
the insecurity of women is universal. Therefore, Peterson's conceptualization broadly
generalizes that all women are insecure and all men are not. It implies that
to understand security, we must understand the specific and potentially unique sources of
insecurity of more than 50 percent of the world's population.
Second, the inclusion of class further complicates
and obscures the definition for two reasons. On the one hand, as class is not based on
gender but on socio-economic status, some men would also be considered insecure, which
contradicts the universal distinction along gender lines. On the other hand, given the
global distribution of wealth, even if we accept that both women and lower classes are
insecure, a definition of security would then have to incorporate the individual sources
of insecurity for most of the world's population simultaneously. With the number of cases
and the subsequent variety of insecurities this implies, security becomes an unmanageable
and incomprehensible concept.
Furthermore, as Peterson's 'world security' concept
is not clearly defined, it is also ambiguous and, therefore, cannot fulfill the second
definitional criterion. As was true for Klare and Thomas' 'world security' concept, this
perspective raises numerous questions. What does global security look like? How are
individual sources of insecurity accommodated with structural sources? How can we move
from the idea of widespread insecurity to the practice of 'disrupting' the
system?
In contrast to the other definitions that have been
reviewed, feminism is not simply a theoretical discourse, but has activists who attempt to
implement feminist beliefs in practice. Thus, this case stands alone in allowing us to
compare theory and reality within the context of the threat of Québec's separation from
the ROC.
According to Peterson's 'world security' concept,
this threat would constitute a source of insecurity because of its basis in nationalism.
As "perhaps the most powerful ideology of collective authority and political identity
in the modern era" nationalism has tremendous repercussions for women because it
"obscures social hierarchies" (Peterson 1992: 47). In other words, 'effective'
nationalism regards everyone in the respective national community as sharing the same
fundamental characteristics. Thus, Québecois identity excludes other possible sources of
identity, such as gender, class, and ethnicity, while reinforcing language and culture as
the primary criteria for differentiating people.
There appears to be, however, an inconsistency
between what some feminists, such as Peterson, claim theoretically, and how other
feminists act in reality. According to Micheline Dumont, many Québec feminists
have pragmatically chosen to support the sovereignist movement, as the famous slogan
"No women's liberation without Québec liberation. No Québec liberation without
women's liberation" indicates (1992: 76). Therefore, instead of opposing nationalism,
many feminists in Québec have been very supportive of it. Dumont contends that
because the Parti Québecois was the first political party to adopt a specific policy on
women (1992: 88), separation is perceived as being a positive step for all women in
that province.
To complete this section, in contrast to the
wideners examined in Section II, the deepeners focus on different referent objects in
their definitions of security. The methodological implication is that security becomes all
things to all people; in other words, security as a concept loses its analytical value
because it cannot exclude any cases. As we have seen, the criticism of analytical
incoherence seems to be true for both Booth's emancipation definition, and for Peterson's
(re)visions of security.
Conclusion
The purpose of this paper was to conduct a survey of
six definitions of security in post-Cold War Security Studies literature. Many scholars,
realists and liberals alike, have capitalized on this apparently changed political climate
to re-visualize security in broader terms. With a variety of justifications, the five
non-traditionalist perspectives presented above challenge the traditional militaristic
notion of security that had previously prevailed. As this paper illustrates, because many
of these emerging definitions are fundamentally normative, they are so general as to be
analytically meaningless.
The conceptual difficulty in constructing an
analytically meaningful definition with practical utility is not to be underestimated. As
Klare and Thomas (1994: 2) assert, a concept is not a theory and so cannot be disproved;
rather, it can only be accepted or rejected based on its analytical usefulness and
"its consistency with one's own normative or theoretical inclinations." Because
a battle of values can never be decisively won, this paper has emphasized that analytical
utility arises from a methodologically sound definition, instead of by judging the
validity of the values held by the authors. The first criterion of a 'good' definition is
that it is not all-inclusive, or in other words, that it excludes cases. The second
criterion is that the categorization be unambiguous so that it is always clear which cases
are included and which are not. The final criterion is an ability to transcend a purely
analytical focus and to apply to situations in reality.
The six security definitions were organized and
examined along a traditional versus non-traditional cleavage. The fundamental difference
between these two perspectives is the limited association with military security on the
one hand, and with a much broader range of threats on the other. The non-traditionalist
position was sub-divided into the 'wideners' and the 'deepeners,' where the essential
differences were between the security issues they highlighted and the referent objects
they chose.
In attempting to fulfill the first criterion, only
two of the six definitions could clearly exclude cases. Walt's traditionalist perspective
is the most easily applicable analytically, since it excludes all cases except those in
which military force is employed in response to perceived national security threats. Ayoob
also meets this criterion because he identifies a political threshold for when any issue
can be considered a security threat as well as excluding potential non-state security
issues.
The remaining four definitions, however, are unable
to satisfy the first criterion. In Wæver's two-dimensional notion of state and societal
security, the latter concept does not appear to be operationalizeable, preventing analysts
from constructing definitive categorizations. Klare and Thomas had the immediate
methodological problem of encompassing two levels of analysis simultaneously as well as
permanently affixing specific threats to their definition and thereby ignoring the varying
importance of those issues over time and space. Booth's emancipation definition, with the
individual as the referent object, cannot exclude cases since any threat to the freedom of
an individual must be taken into account. Peterson's macro-level definition had a similar
difficulty because of its incorporation of structural violence and the universality of
particular threats.
In terms of meeting the second criterion, the
absence of ambiguity, there was a similar result. Walt's definition is unambiguous about
the use or threat of military means as constituting a threat. The inclusion of the
undefined term 'regime' in Ayoob's definition causes the categorization of normal
political change in democratic 'regimes' to be unclear. However, the author could easily
resolve this problem simply by explicitly defining the concepts he employs.
The transition from analytical meaningfulness to
practical applicability is the purpose of the final criterion. It is this third
methodological test that isolates Ayoob's definition as the sole analytically coherent
definition that can also be applied to several cases in the post-Cold War era. By
excluding intrastate conflict as a source of national insecurity, Walt's definition is
relevant only in the recently rare circumstance of interstate war.
Thus, it appears that for Klare and Thomas, Booth
and Peterson, normative inclinations assumed priority over the importance of a
useful concept of security. While their value preferences captured in these security
definitions are not problematic per se, it seems that they must still fulfill the
three methodological criteria in order to avoid 'intellectual incoherence.'
By transcending the normative commitments of several
authors within the contemporary debate, the paper highlights the importance of evaluating
definitions for their analytical applicability rather than for their intrinsic appeal to
human emotions. Perhaps, as value preferences continue to divide academics in the
subdiscipline of Security Studies, it is only on methodological grounds that this apparent
gap between perspectives can be bridged and the widespread disagreements resolved in
respect to this "essentially contested concept."
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