Spring 1998
War and the New Gloabl Order: Has Anything Really Changed?
David J. Bercuson
Total
Rhetoric, Limited War: Germany's U-Boat Campaign 1917-1918
Holger H. Herwig
Evaluation
of GPS-Aided Artillery Positioning and Orientation Methods
G. Lachapelle, M.E. Cannon and J. Bird
Some
Canadian Experience Suggesting Evolutionary Models of Innovations Involving Industry,
Government, and Universities
Cooper H. Langford, Martha W. Langford and R. Douglas Burch
Military
Law, the Canadian Militia, and the North-West Rebellion of 1885
Chris Madsen
Spring 1998 Main Page
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1999 Main Page |
| Total
Rhetoric, Limited War: Germany's U-Boat Campaign 1917-1918 |
Holger H. Herwig
Department of History
University of Calgary
Our armies might advance a mile a day and slay the Hun in
thousands, but the real crux lies in whether we blockade the enemy to his knees, or
whether he does the same to us.
Admiral David Beatty
January 27, 1917
Imagine this country's sufferings after four years
of blockade. The stock of pigs slashed 77 percent; that of cattle 32 percent. The weekly
per capita consumption of meat reduced from 1,050 grams to 135; the amount of available
milk by half. Women's mortality up 51 percent; that of children under five 50 percent.
Tubercular-related deaths up 72 percent; the birthrate down by half. Rickets, influenza,
dysentery, scurvy, ulceration of the eyes, and hunger edema a common occurrence.
Malnutrition, smuggling, black marketing, and hoarding widespread. And 730,000 deaths
attributed by the country's Health Office to the wartime blockade. This country is not
"perfidious Albion," but rather Imperial Germany. The suffering caused was not
by unrestricted submarine warfare, but rather by a surface blockade that, in the eyes of
Jay Winter, did not fall short of being a war crime. Thus, we may well ask how
"total" was Germany's unrestricted submarine warfare?
The Definition
The concept of "total war" is a vexing one
and continues to defy precise definition. Does it infer the "total" application
of all available armed force? Does it require "total" political aims, that is
the "total" annihilation of the adversary? Does it translate into what John
Keiger describes as the pursuit of "total" victory? Reference guides offer
little assistance. The Official Dictionary of Military Terms published by the
American Joint Chiefs of Staff in Washington, D.C., under "total war" reads:
"Not to be used." A private civilian reference guide, Edward Luttwak and Stuart
Koehl, The Dictionary of Modern War, under "total war" warns the
reader: "The term is propagandistic and literary. . . ."
For the purpose of assessing the "process of
totalizing" war with specific reference to Germany's unrestricted submarine campaign
of 1917, I will therefore use the generic definition offered by Carl von Clausewitz in
Book Eight, Chapter Two, of On War. There, he depicted "absolute war" as
a "general point of reference," as a "state of absolute perfection";
in other words, as a theoretical "standard" to "judge all wars by." A
nation or ruler seeking to approach this ideal-type method, Clausewitz stated, needed to
wage war "without respite until the enemy succumbed," that is, with all
available forces and resources until one side dictated political terms to the other. In
real war, of course, the "absolute" ideal was tempered by "extraneous
matters" such as friction, inertia, inconsistency, imprecision, and the
"timidity of man."
Few military leaders read Clausewitz; even fewer
understood him. For example, Admiral Alfred von Tirpitz, the architect of Germany's High
Sea Fleet, in 1888-9 translated "absolute war" simply into "victory in the
first great naval battle" of a war. In other words, victory in battle for
Tirpitz was synonymous with "absolute" or "total" war. And General
Erich Ludendorff, who in 1935 wrote a bestseller entitled Total War, allowed that
the very concept simply tended to confuse (verwirrend wirken). Still,
Ludendorff later in the book championed unrestricted submarine warfare in 1917-8 as a
genuine form of "total war."
The Vision
The first torpedo in the great debate over
unrestricted submarine warfare was launched by Tirpitz on December 22, 1914. During an
interview published by the Berlin representative of United Press, the grand admiral
threatened "total" submarine warfare against the entente powers. Queried
by Karl von Wiegand whether Germany truly intended to blockade Britain with its U-boats,
Tirpitz testily replied: "If pressed to the utmost, why not? - England wants to
starve us into submission; we can play the same game, blockade England and destroy each
and every ship that tries to run the blockade." Tirpitz even toyed with the idea of
"setting London in flames in a hundred places" with an aerial assault, but
conceded that "a U-boat blockade would be more effective."
A fellow naval officer, Captain Magnus von Levetzow,
the High Sea Fleet's future chief of operations, shortly after the start of the war gained
insight into submarine warfare through a strange source: Sir Arthur Conan Doyle. In 1913
the creator of Sherlock Holmes had published a short story, "Danger! A Story of
England's Peril," wherein he suggested that Britain, even after capturing the
"enemy" fleet, was defeated by eight (!) small hostile submarines that starved
her out within six weeks by attacking her merchant shipping. Levetzow passed the
piece on to Fleet Commander Admiral Reinhard Scheer as well as to Kaiser Wilhelm II, and
thereby claimed the title of "midwife" to unrestricted submarine warfare.
In an even more bizarre way, Rear-Admiral Karl
Hollweg came to the conclusion that the Lord God wanted Germany to turn to unrestricted
submarine warfare. Sitting in a Memorial Day (Totensonntag) service at Berlin in
1916, Hollweg experienced a quasi-theological "vision" when reciting the words
"Power and Glory" of the Lord's Prayer. "The word 'Power' punched deeply
into my memory. Yes, give us the power for the will to victory, Thou Governor of
Battles!"
After the war, Allied leaders in their memoirs
suggested that the Germans had come within a hairsbreadth of winning the war by way of the
U-boats. The American Rear-Admiral William S. Sims recalled the gloom and despair that met
him when he arrived at the Admiralty in April 1917. The Germans, he was told, "were
winning" the war. "They will win," Admiral Sir John Jellicoe cautioned
Sims, "unless we can stop these losses [603,000 tons in March] - and stop them
soon." When Sims queried Jellicoe as to possible solutions to the problem, the first
sea lord replied dourly: "Absolutely none that we can see now." Indeed, Jellicoe
was most pessimistic throughout the spring of 1917 about the war against the submarines.
On April 27, he cried out in exasperation at the War Cabinet's failure to grasp the
seriousness of the submarine threat. "Disaster is certain to follow, and our
present policy is heading straight for disaster and it is useless and dangerous in the
highest degree to ignore the fact." His eventual successor, Admiral Sir David Beatty,
was fully convinced that the war had come down to one of shipping attrition--on and below
the seas.
Nor were the sailors alone in their gloom. Prime
Minister David Lloyd George after the war recalled: "The submarine campaign . . .
very nearly achieved the destruction of Britain's sea power." And the eminently
quotable Winston Churchill confirmed every U-boater's view of the war. "It was in
scale and in stake the greatest conflict ever decided at sea." Terming unrestricted
submarine warfare as nothing less than "among the most heart-shaking episodes of
history," Churchill assured the Germans that victory had been within their grasp in
the spring of 1917. "The U-boat was rapidly undermining not only the life of the
British islands, but the foundations of the Allies' strength; and the danger of their
collapse in 1918 began to loom black and imminent." In short, there was near
unanimity in the chambers at Whitehall and the Admiralty that Germany had crossed the
threshold into "total war."
The Promise
There can be no question that the promise of
unrestricted submarine warfare was "total" victory by "total" war.
Success by slide-rule calculations was guaranteed. While there exist countless memoranda,
both official and private, on the issue of unrestricted submarine warfare, for our
purposes it suffices to analyze the best known and most critical memorandum on the subject
by Admiral Henning von Holtzendorff on December 22, 1916. Therein, the chief of the
admiralty staff promised that "England will be forced to sue for peace within five
months as the result of launching an unrestricted U-boat war." In fact, estimates of
Britain's demise due to the U-boats hovered between two months (Tirpitz) and eight months
(Holtzendorff). Assuming that Britain had available about 10 million tons of merchant
shipping, Holtzendorff argued that the U-boats could readily sink 600,000 tons per month
for four months and 500,000 tons per month thereafter as the volume of traffic on the high
seas lessened; that 40 percent, or 1.2 million tons, of neutral shipping would be
frightened off the seas; and that most of the 1.4 million tons of German bottoms interned
in neutral ports could be "made unseaworthy" by their crews. The resulting 39
percent decline in tonnage available to succor Britain would constitute a "final and
irreplaceable loss." London would be "in the grip of that fear which
guarantees the success of the unrestricted U-boat war." Holtzendorff confidently
accepted "the cost of a break with the United States" as neither American troops
nor American money could arrive in Europe in time to blunt the U-boat offensive. The
admiral's opinion was seconded by the Army Supreme Command (Field Marshal Paul von
Hindenburg, General Ludendorff), the Navy Office (Admiral Eduard von Capelle), and the
High Sea Fleet (Captain von Levetzow).
For, Holtzendorff offered a "new" concept
of warfare. The very weapon, the U-boat, was new; just a decade had passed since U-1 had
gone down the slip in 1906. New also was the form of blockade--siege warfare at sea,
wherein submarines replaced battering rams, catapults, towers, Greek fire, and
sappers--whereby ships and cargoes were to be destroyed rather than seized. New were the
statistical compilations, by both naval and civilian experts, that translated tonnage sunk
by submarine warfare into political victory. New was the very concept that an
industrialized state could be brought to its knees by this kind of economic blockade. And
new was that civilian populations in general and women and children in particular were
targeted for starvation. Caloric intake became a measure of survival or defeat. The U-war
reduced German strategy to one of ordnance (torpedoes) on target.
But how had the admiral arrived at his blueprint for
"total" war? What mathematical calculations lay at its root? And how accurate
were they?
Another new element: Holtzendorff had gathered in
the Admiralty Staff's Department BI a small army of experts--the equivalent of a
modern-day think tank--to make his case. They included Dr. Richard Fuss of the
Discontogesellschaft-Magdeburg; the Heidelberg professor of economics, Hermann Levy; the
editor of the Berliner Tageblatt, Otto J÷hlinger; the grain merchants Hermann Weil
and Henry P. Newman; and Professor Bruno Harms of Kiel University. Fuss, Newman, Weil, and
Levy were the principal authors of Holtzendorff's memorandum of December 22, 1916. In
addition, Holtzendorff had recruited experts from the worlds of finance (Merk, Fink &
Co. at Munich, Diskontogesellschaft and Dresdner Bank at Berlin, Norddeutsche Bank at
Hamburg, and Zuckschwerdt & Beuchel at Magdeburg), industry (Phoenix Mines and
Foundries at H÷rde, Good Hope Foundry at Oberhausen, and Hoesch Iron & Steel at
Dortmund), and agriculture (Chamber of Agriculture in Anhalt, Chamber of Estates in
Wnrttemberg, and a country squire from Dirschau). In short, the admiral made his case with
the support of a seemingly irrefutable cross-section of Germany's leading financial,
commercial, agrarian, and industrial leaders. For the first time in modern German history,
a national grand strategy was devised by committee.
The statistics that buttressed the official Admiral
Staff memoranda were culled from a plethora of sources. These included not only the London
Times, the Glasgow Herald, the Manchester Guardian, the Economist,
the Spectator, and the parliamentary Hansard, but also specialty papers such
as the Corn, Seed & Oil Reporter, the Corn Trade News, the Liverpool Journal
of Commerce, and Lloyd's Register. And the grain experts on the German Frankfurter
Zeitung and Berliner Tageblatt.
The various memoranda all agreed, to varying degrees
of certainty, on a number of basic, irrefutable points. First was that the war had to be
brought to an end "by the autumn of 1917" as otherwise it would "result in
the exhaustion of all the belligerents," which Holtzendorff saw as being "fatal
for us." Hence, the prediction of victory through the U-boats by August 1, 1917
coincided perfectly with accepted political-strategical views.
Second, Holtzendorff and his paladins agreed that a
modern economy was "a masterpiece of precision machinery; if it is once thrown into
disorder, malfunctions, friction, and breakage will set in motion without end."
"Disorder" caused by raw materials and food shortages would bring the British
economy to a grinding halt within five months of unrestricted submarine warfare.
Third, the German experts agreed that Britain could
never adopt rationing (as was already the case in Germany). London lacked the requisite
local authorities to enforce controls; "the authority" to implement and to carry
out central directives "is lacking"; and the British people "have not the
discipline essential to meet such a crisis." In other words, the British national
character militated against the German examples of "war socialism" and "war
economy." Strikes by the notoriously "refractory" British workers would
cripple the national war effort and rising unemployment would lead to a vast migration of
skilled laborers.
Fourth, Professor Levy, basing his research on the
reports of the Royal Commission on the Supply of Food of 1903-05, convinced the Admiralty
Staff that wheat was "beyond all comparison the most important cereal."
Holtzendorff and Levy calculated precisely that Britain, which consumed 141,500 tons per
week, at present levels of supply and reserve would fall 114,300 tons short of demand each
week. Put differently, present provisions and reserves allowed only 12.5 weeks, or barely
three months, supply. Wheat imports from Canada and the United States were already down to
only two-thirds of normal levels and would soon fall to half due to a bad harvest in 1916
owing to wheat rust. Importing wheat from Australia, India, and Argentina would double the
amount of shipping required due to the longer sea routes. All this would translate into
food riots and labor unrest. "The psychological effect upon Englishmen" of
drastically reduced foodstuffs, Holtzendorff crowed, "is of no less importance than
the direct result upon imports."
Fifth, Holtzendorff and Department B1 followed the
alarming wheat statistics up by arguing that the financial burden imposed by increased
imports would bring the British economy to ruin. Most immediately, Britain's balance of
payments would plummet to record lows. "English finances rise and fall with English
exports." But even more important was that domestic food prices would soar. Already,
Manitoba Nr. 1 Wheat had gone up 258 percent since the start of the war; bread, butter,
milk had more than doubled in price since 1914; barley and oats were up 250 percent;
flaxseed and cotton seed cakes stood at twice their peacetime levels; cold storage meat
from Argentina and Australia had doubled, sugar tripled, and herring increased 600 percent
in cost.
Sixth, the Germans were mesmerized with British coal
production in general and reliance on Scandinavian pit-prop timber (Grubenholz) in
particular. Coal, in Holtzendorff's phrase, was "the daily bread of commercial
life." The price of coal had already risen 70 percent during the war. France, whose
best fields lay under German occupation, relied heavily on Britain for its supply of coal.
Great Britain, for its part, drew half of its wood from Scandinavia. But these imports
were already down 20 percent and sinking rapidly; the price of Scandinavian Grubenholz
had doubled since 1914. "England's forests," Holtzendorff opined, "are
poor." In other words, without a steady supply of Scandinavian wood, Britain's coal
industry threatened to collapse.
Seventh, and perhaps most critically, the members of
the German "think tank" put British and world shipping tonnage under a
microscope. According to Lloyd's Register, Britain had started the war with 21.3
million tons of merchant shipping; by late 1916 that figure was down to 20 million tons
due to losses and redirection of bottoms to "other tasks." Specifically,
Holtzendorff projected that at least 8.6 million tons of shipping had been requisitioned
for "military purposes," that 500,000 tons plied the coastal trade, that 1
million tons were under repair, and that 2 million tons were being used by Britain's
allies. This left on paper just 8 million tons. But closer examination of cargo bottoms
docked in Britain from July to September 1916 showed that the real total was just 6.75
million tons. Even when one added to that figure the 900,000 tons of enemy shipping
trading with Britain and the 3 million tons of neutral shipping, London could command at
best 10.75 million gross tons of merchant bottoms.
This was the prey of the U-boats. For every ship
destroyed, insurance premiums would rise and a public "grip of fear" would
guarantee the success of the U-boat war. Holtzendorff dismissed convoy out of hand. Heavy
weather, inexperienced merchant captains, the need to travel at the rate of the slowest
vessel, and anticipated congestion in ports would militate against its adoption. Above
all, convoys "would be a most welcome sight"--a target-rich environment--for the
U-boats.
Eighth, Holtzendorff tied unrestricted submarine
warfare to Germany's survival as a great and a world power. Since the High Sea Fleet had
remained idle for most of the war, the navy's very survival depended on energetic action
at sea, and this could only mean the U-boats. The kaiser had given naval building
direction in 1897; the Reich's "economic and political future" still depended on
sea power in 1916. There was but one alternative: destruction of Britain's naval supremacy
or Germany's demise. "The unrestricted submarine war is the proper and only
means" to secure "our national existence." Holtzendorff closed the
memorandum by "guaranteeing" that "the U-boat war will lead to
victory" by bringing "England to her knees." Almost at the same time, he
submitted a sweeping shopping list of global war aims to kaiser and government.
With regard to force size, it should be pointed out
that secrecy, confusion, and speculation enveloped the issue in an impenetrable fog of
uncertainty. As early as March 1916, Chancellor Theobald von Bethmann Hollweg had been
forced to call a press conference in a vain attempt to quell "fantastic" public
rumors that Germany was about to launch unrestricted submarine warfare with "200,
140, 100, 80" boats. The leader of the pivotal Center Party, Matthias Erzberger,
recalled open speculation in Berlin about "300 or more U-boats." And Grand
Admiral von Tirpitz, who before 1914 had declined to put funds into U-boat construction
for fear of thereby watering down capital-ship construction and creating a "museum of
experiments," did nothing to lay to rest such irresponsible speculation. That same
March 1916, Tirpitz sent a deputy, Lieutenant-Commander Heinrich L÷hlein, to inform the
Federal Chamber that Germany had "54 U-boats in commission" and "204 ready
for service." In short, all indicators pointed toward "total" force being
on hand for "total" effort already in the spring of 1916.
The formal decision to launch the U-boat offensive
was taken by kaiser, chancellor, generals, and admirals at Pless on January 9, 1917. It is
interesting to note that whereas numerous authors in this volume stress the
"acceleration of time"--that is, that so little time and so little information
were available to make decisions of immense importance in what in fact was a rather
"short war" by previous standards (Hundred Years' War, Thirty Years' War, Seven
Years' War)--such was not the case with unrestricted submarine warfare. The issue had been
debated both inside and outside official chambers since early 1915; Holtzendorff had taken
sixteen months to craft his great memorandum of December 22, 1916. Officers, statesmen,
politicians, and journalists alike had taken sides with a passion unmatched by any other
issue during the war. Rationality had clashed endlessly with irrationality--and led to no
concrete conclusion. And the Admiralty Staff's countless memoranda, some leaked to enflame
the public debate, offered voluminous statistical material to buttress arguments both for
and against the U-war.
In the end, the decision of January 9 came as a
result of a complexity of factors and only after bitter internal political wrangling. Many
of the U-boat campaign's supporters argued that the new technology (submersibles) deserved
a chance to prove itself. Others called for submarine warfare purely from an emotional
conviction that only the U-boats could win the war. Many feared that without the U-boats,
Germany could not survive another winter of war. A few touted it as the only realistic
road to peace (through victory). Yet others trumpeted the slim, cigar-shaped steel
cylinders as mysterious, stealth-like Wunderwaffen, as Vergeltungswaffen
that would finally bring the war "home" to "perfidious Albion." Some
undoubtedly saw the U-war as the last chance to realize the Reich's ambitious war aims.
Countless others simply yearned for a delivery system that would "repay" London
for its "starvation" blockade of Germany--and the accompanying high rates of
disease and mortality. This "moral element," as Dennis Showalter argues in his
contribution to this volume, perhaps constituted the "final element" on the road
to "total war." A very few among the ruling elite as an afterthought suggested
that "honor" had dictated the recourse to unrestricted submarine warfare.
The fact remains that, in the final analysis, the
battle over unrestricted submarine warfare was fought on the ground chosen by the navy:
the plethora of expert Denkschriften that guaranteed victory by slide-rule
calculations of British bottoms, coal, and food supplies. Put differently, Holtzendorff
and his experts set the tone of the debate, laid down its ground rules, defined its
parameters, and closed off all other options. Even the most bitter opponents of the
U-campaign accepted the admiral's battleground. Thus, Max Weber already in March 1916
tried to lobby both Reichstag deputies and the Foreign Office against adopting
unrestricted submarine warfare by refuting Holtzendorff's naval-technical arguments on its
behalf. Secretary of the Treasury Karl Helfferich on August 31, October 6, and December
18, 1916, subjected Holtzendorff's memoranda to critical statistical analysis; and even
his half-hearted final attempt to defuse Admiralty Staff thinking on the eve of the Pless
decision was solidly based on Holtzendorff's calculations. Chancellor von Bethmann Hollweg
at Pless endorsed the underwater offensive primarily on the basis of Holtzendorff's
statistical prognostications of victory "before England's fall harvest." And as
late as July 10, 1917, at the height of the submarine war, the kaiser's personal friend,
Albert Ballin, head of the Hamburg-Amerika Line, argued the merits of the campaign with
General Ludendorff strictly on the basis of Holtzendorff's statistical tabulations.
The Reality
How close did Imperial Germany's unrestricted
submarine campaign come to Clausewitz's ideal of a theoretical "standard" to
"judge all wars by"? Quantitatively, the Admiralty Staff's predictions proved
extremely accurate. The U-boats for the first four months of the campaign destroyed on
average 629,862 tons of shipping, and for the next two on average 506,069 tons. Both
figures were on target with Holtzendorff's predictions of December 22, 1916. The American
war effort, again as the admiral correctly predicted, was slow to develop: a mere 225,000
"doughboys" had landed in France by the end of 1917. But Britain had not been
"brought to its knees" by August 1, 1917.
What had gone wrong? In order to assess unrestricted
submarine warfare as part of the "process of totalization" that is the theme of
this volume, it is necessary not to "deconstruct" Holtzendorff's calculations,
but rather on the basis of hard evidence to compare and to contrast the admiral's
theoretical calculations against actual battlefront effectiveness. Therein, they fall
short of the mark.
First, Holtzendorff and his experts failed to
appreciate that a modern industrial state can tap into almost inexhaustible lines of
credits; can build up an almost limitless debt, as long as it (and its creditors) believe
in its future. In the British case, by 1917 this meant almost exclusively
"inexhaustible" American credits.
Second, a modern state's "machinery" is
not as precise or as finely tuned as German Admiralty Staff planners had assumed. Rather,
it is, in the words of Avner Offer, "a self-repairing mechanism, not a machine."
The British economy had a great deal of elasticity in 1917 and 1918, and it was able to
adjust to changes in imports and production.
Third, the British national character likewise
proved far more resilient than the German experts had predicted. Price mechanisms enabled
Britain's economy to substitute commodities: London introduced mild forms of rationing,
and by adding other types of flour to wheat created a so-called "war bread" that
in 1917-8 saved about thirteen weeks' consumption of wheat flour. In a strange turn of
events, the British outdid the Germans when it came to "war socialism" and
"war economy." In short order (as Moncur Olsen first argued, and as several
others papers in this volume show), the government created a Ministry of Shipping and a
Food Production Department, and appointed a "food controller" who by the end of
the war oversaw 90 percent of the nation's imports and bought and sold 85 percent of the
food consumed in the country. In an almost obscene fashion, the submarine campaign
translated into a healthier nation--even given the absence of 13,000 doctors called to the
colors. The female death rate in 1917 due to cardiovascular diseases, diarrheal diseases,
and complications of pregnancy was well below that for 1912, 1913, and 1914. The mortality
rate due to scarlet fever and rheumatic fever likewise fell in 1916--as did that among
women during childbirth and among their offspring. By 1918, per capita caloric intake
among civilians was probably higher than it had been in 1914.
Fourth, and most critically of all, Holtzendorff and
his experts showed a glaring inability to synthesize accurately the bulk of statistical
materials on British wheat, grain, and agricultural conditions. For Britain, they assumed
that there was no alternative to wheat, thus overlooking other cereal grains almost
entirely. Additionally, they failed to recognize that the British planted only 43 acres of
wheat per 1,000 population (compared to 308 acres in Germany and 468 acres in France).
Overall, the British had been so secure in the belief that the Royal Navy could at all
times guarantee food imports that there were fewer acres devoted to cultivated crops in
1915 than there had been before 1913.
Obviously, cultivation could be increased greatly.
Most dramatically, the Food Production Department under a Cultivation of Lands Order in
1917 gave county officials the power to force farmers to put about 1 million acres of
grasslands under the plow; a similar increase was implemented in 1918; and another was
planned for 1919. While this reduced meat stocks by as much as 24 percent, it enhanced net
food output by 2.3 million tons. Urban "garden allotments" increased that figure
by another 1 million tons. In 1918, which brought the most inclement harvest season in
years, wheat production was up over peacetime levels by 1 million tons, oats by 1.4
million, and potatoes by 2.6 million. Recent investigations suggest that Britain
turned almost 4 million acres of common and grasslands into grain and vegetable fields
over the last two years of the war.
Another cardinal miscalculation by Admiralty Staff
planners was in the area of United States grain production. By assuming 1916 wheat output
of 640 million bushels to be the norm, they failed to appreciate that 1916 was an off-year
due to crop failure already occasioned in part by wheat rust. Normal annual production in
1913, 1914, and 1915 had been 900 million bushels. Thus, while the 1917 wheat crop
remained almost the same as that of 1916, the 1918 output again rose to normal levels (921
million bushels). The rye harvest steadily increased from 47.4 million bushels in 1916 to
62.9 million in 1917, and to 91 million in 1918. American wheat and rye exports in 1917-8
stood at almost 1 million tons over prewar levels. Moreover, the "total war"
advocates in Berlin conveniently overlooked that the carryover from the 1915 wheat crop on
July 1, 1916 stood at 179 million bushels, and that as late as July 1, 1917, it still
measured 55.9 million.
Fifth, the unrestricted U-boat war did not destroy
the domestic food situation in Britain. Nor did it cause vast and violent labor unrest. To
be sure, prices did rise, but so did wages. While luxury goods such as alcoholic
beverages, beer, coffee, sugar, cheese, and butter became more scarce and dear, basic
staples were not adversely affected because of generous subsidies. The weekly food
consumption of beef, bread, flour, and milk by British working-class families in 1917-18,
for example, remained at the same level as it had been before 1914; that of bacon,
potatoes, and margarine actually increased.
Nor did the predicted surplus of unemployed and
unemployable laborers forced to emigrate develop. Quite the contrary. With millions of
young men in the army--including one-third of British farmers--the United Kingdom actually
experienced an acute labor shortage. The Food Production Department was hard-pressed to
make up for the shortage by recruiting 350,000 boys, women, physically handicapped men,
and prisoners of war for agriculture alone. Hundreds of thousands of others were
drawn to high-paying jobs in the industrial and communications sectors. In short, modern
wartime economies over time have no problem absorbing available labor.
Sixth, Holtzendorff's and Ludendorff's curious
calculations about Scandinavian pit-prop timber for British mines failed to hold. Once
again, statistics proved whatever case their authors wished them to make. First and
foremost, given that coal mining was a crucial war industry, Britain assigned top priority
to pit-props, thus guaranteeing their availability. Domestic housing construction was
delayed for the duration of the war, and the wood thus saved was diverted to mines. Even
had there been a shortage, Britain could conceivably have turned to the forest reserves of
France, which it could have shuttled across the Channel with impunity. The hard reality of
politics also softened the submarines' bite. Shortly after the commencement of
unrestricted U-boat warfare, Germany had to conclude agreements with the major European
neutrals--Denmark, the Netherlands, and the Scandinavian countries--that allowed them to
maintain their trade (including wood and food) with Britain.
Seventh, the Germans erred terribly in their rather
simplistic calculations of gross tonnage available to Britain. They failed entirely to
take into account world tonnage, which was about twice as large. Nor did they anticipate
that London could requisition neutral and interned German ships, conscript their crews,
and set and enforce uniform insurance rates. Although convoy first of twelve to twenty
ships and later of thirty to forty vessels protected by an escort screen did not really
get fully underway until the summer of 1917, once ritualized it actually brought about
more efficient use of port and railway facilities due to its predictable rhythms of
arrivals and departures. Special Transport Workers' Battalions eliminated anticipated
congestion in British ports. And "Atlantic concentration" eliminated the need to
institute the more lengthy sea routes to Australia, India, and South America.
Above all, the nature of merchant cargoes, and not
simply the total tonnage, was critical. Thus Admiral von Holtzendorff and his civilian
experts failed to understand that Britain's daily needs of 15,000 tons of grain could be
delivered by a mere four ships. Or that the government would simply give grain cargoes
higher priority, thus assuring the national cereals supply.
In fact, as the U-boat historian Bodo Herzog has
shown, at no time in the war did London reduce even the oats for its race horses! No one
in Berlin had dreamed that Britain, basically by adjusting production and consumption at
home, would eventually free up 6.7 million tons of shipping--sufficient to transport 1.3
American soldiers to France.
Eighth, the politics of unrestricted submarine
warfare backfired. As is well known, Britain did not beg for peace on August 1, 1917. Nor
was General Ludendorff "spared a second battle of the Somme" by the U-boat war.
British coal mines did not close due to lack of pit-props. Allied and neutral ships
continued to ply the Atlantic: only 393 of the 95,000 ships convoyed across the Atlantic
were lost; and not a single troop transport was torpedoed en route to France. No major
food riots erupted in Britain. No vast migration of skilled labor developed. No public
panic ensued.
Ironically, the Russian Empire collapsed just two
months after the Germans launched their unrestricted submarine campaign on February 1,
1917. Then, as expected, on April 6 the United States entered the war, thereby turning the
tide against Germany. By the summer of 1918, half a million American soldiers manned the
front lines. They arrived in France at the rate of 10,000 per day. A cargo or transport
ship left the eastern seaboard of the United States for France every five hours. Almost
one-half of the 962,000 "doughboys" escorted to France by the U.S. Navy sailed
on board eighteen large German ships that had been interned in American ports and later
seized by the American government.
Finally, Germany never managed to mount the
"total" effort required to conduct "total" war. Whereas an internal
study by Lieutenant Ulrich-Eberhard Blum of the Submarine Inspectorate at Kiel in May-June
1914 had estimated that at least 222 U-boats would be required for an underwater offensive
against shipping in the waters surrounding the British Isles, Germany never even remotely
approached this figure. For much of 1915, when the clamor for unrestricted submarine
warfare first reached fever pitch, Germany had available in both the
Atlantic and the Mediterranean theaters on average 48 boats; and the following year, when
public speculation went as high as 300 U-boats, the average monthly total was 58 craft.
Most of the Reich's treasure, labor, and raw materials instead went into army production
under the auspices of the "Hindenburg Program" and the Auxiliary Service Law of
late 1916. Even on February 1, 1917, the date on which Holtzendorff's unrestricted
submarine warfare commenced, total forces available stood at only 111 boats, of which 82
were stationed in the North Sea and the English Channel. If one keeps in mind that at any
given time one-third of all U-boats were undergoing repair and refit, and another
one-third were going to or returning from the war zones, this meant for 1917 that on
average a mere 32 boats were on patrol in the North Sea, the English Channel, the Irish
Sea, and the Atlantic Ocean to bring Britain "to its knees." Moreover, only 20
of these 32 boats were stationed in the critical waters off Britain's west coast. In
short, there existed no synergy between "total war" rhetoric and actual force
structure.
Nor did the U-boat force appreciate significantly
over time. Despite the heated public as well as internal debate over unrestricted
submarine warfare, the Navy Office tendered U-boat orders without sense or purpose. A mere
29 craft were ordered in 1914; 72 in 1915; 86 in 1916; and 67 in 1917. Not a single U-boat
building contract was placed in the critical eight months between September 1915 and May
1916. None of the boats ordered in and after May 1916 were completed in time to see
service.
Still, German yards proved unable to meet even these
modest, sporadic orders. The truth is that wartime U-boat production consistently failed
to meet contractual delivery schedules: only 12 units were completed on time; 50 were six
months behind schedule; and 114 were nine months behind. A central U-Boat Office to
regulate the purchase, construction, and delivery of submarines was not established until
December 5, 1917--four months after Holtzendorff's promise of victory over Britain! The
so-called "Scheer program" of the autumn of 1918, which planned to place orders
for 450 U-boats, was largely a national placebo, a propaganda effort to show the nation
that the navy was back in business. It speaks volumes for the "blue-water"
mentality of the Imperial Navy's leadership that at the very height of the unrestricted
submarine campaign, in the spring of 1917, Admiral von Capelle of the Navy Office spent a
great deal of time pondering the construction of "a special cemetery for our existing
submarines" after the war. What in October he termed "unlimited construction
orders" for U-boats threatened officer promotions and battlefleet symmetry.
The Verdict
Was Germany's unrestricted submarine warfare an
example of "total war"? I have suggested that while the rhetoric was
"total," the reality was limited. Admiral von Holtzendorff, Department B1, and
their civilian experts sought "total" victory over Britain by attacking not
British armies in the field, but rather British women and children and workers at home. In
the process of indiscriminately targeting all shipping--merchant as well as war, neutral
as well as belligerent--for sinking without warning, they flagrantly ignored (indeed,
violated) established international law. Put differently, civilian populations were viewed
by Berlin as targets on an equal footing with combatants in the field. There can be no
question that, as Wolfgang J. Mommsen has argued elsewhere in this volume, the U-war
"brought a qualitative shift in strategic thought" insofar as it targeted enemy
morale and will power.
The cold-blooded calculus behind Holtzendorff's
"total" war concept was equally frightening. Merchant and neutral ships, women
and children were seen and tabulated as "wastage" in much the same sense as
front-line troops. Septic columns of merchant bottoms destroyed paralleled those of
soldiers killed. Measures of caloric intake by Britain's women and children matched those
of soldiers injured and rehabilitated, of shells produced and fired. It was all a matter
of accounting, of war by slide-rule. No romanticism. No adventure. No individualism. In
the process, grand strategy was reduced to ordnance on target--in this case, torpedoes
against steel hulls. This "process of totalization" would reappear in the crisp
charts of Allied Bomber Command in World War Two and in the computer printouts of
Secretary of Defense Robert McNamara during the bombing of Vietnam and Cambodia during the
Vietnam War. It worked in none of the cases cited. War remained more complex than mere
bombs-to-kill ratios.
Germany's unrestricted submarine campaign was
limited in large measure only by inadequate force size. Twenty or thirty 500 to 700 ton
U-boats on station in the vast expanses of water around the British Isles simply were
insufficient to do the job. As one of Holtzendorff's principal intuitive experts, Dr.
Fuss, later conceded: "The U-war was never unrestricted." This lay less
in intent and desire than in lack of adequate forces. In the end, only death was
"total": the U-Boat service lost 5,249 sailors (one-half of its total force) in
199 U-boats at sea. It remained for another world war and another admiral to
surpass those grim statistics.
NOTES
1 C. Paul Vincent, The Politics
of Hunger: The Allied Blockade of Germany, 1915-1919 (Athens and London, 1985),
127-46; and Richard Bessel, Germany After the First World War (Oxford, 1993), 39.
2 The Joint Chiefs of Staff, The
Official Dictionary of Military Terms (Washington,1988), 370. Under "general
war," the Dictionary states that it is an "armed conflict between major
powers in which the total resources of the belligerents are employed, and the national
survival of a major belligerent is in jeopardy." ibid., 157.
3 Edward Luttwak and Stuart Koehl, The
Dictionary of Total War (New York, 1991), 625. The authors define "total
war" as a "theoretical concept, implying the use of all available resources and
weapons in war, and the elimination of all distinctions between military and
civilian targets."
4 Carl von Clausewitz, On War,
eds. Michael Howard and Peter Paret (Princeton,1984), 579-81.
5 Volker R. Berghahn, Der
Tirpitz-Plan. Genesis und Verfall einer innenpolitischen Krisenstrategie unter Wilhelm II.
(Dnsseldorf, 1971), 66.
6 Erich Ludendorff, Der
totale Krieg (Munich, 1935), 3.
7 ibid., 83-5.
8 Cited in Alfred von Tirpitz, Politische
Dokumente: Deutsche Ohnmachtspolitik im Weltkriege (Hamburg and
Berlin, 1926), 623, 626. The interview had taken place on November 21. For the broad
picture of submarine development, see Holger H. Herwig, "Innovation ignored: The
submarine problem--Germany, Britain, and the United States, 1919-1939," in Military
Innovation in the Interwar Period, eds. Williamson Murray and Allan R. Millett (New
York, 1996), 227-264.
9 Arthur Conan Doyle,
"Danger! A Story of England's Peril," The Strand Magazine 14 (1913): 3.
10 Bundesarchiv-MilitSrarchiv
(BA-MA), Nachlass Hollweg, RM 3/11679, Hamburger Fremdenblatt, November 14, 1926. See
also Michael L. Hadley, Count Not the Dead: The Popular Image of the German Submarine (Montreal
& Kingston, 1995), 36.
11 William Sowden Sims, The
Victory At Sea (New York, 1920), 7, 9.
12 Jellicoe to the First Lord, Sir
Edward Carson, April 27, 1917, cited in A. Temple Patterson, ed., The Jellicoe
Papers. Selections from the private and official correspondence of Admiral of the
Fleet Earl Jellicoe, 2 vols. (London and Colchester, 1966-8), 2: 161. See also John R.
Jellicoe, The Submarine Peril: The Admiralty Policy in 1917 (London,
1934).
13 David Lloyd George, War
Memoirs, 6 vols. (London, 1938), 1: 667.
14 Winston S. Churchill, The
World Crisis (London, 1932), 722, 728-30. For German references to
Jellicoe, Sims, Lloyd George, and Churchill, see Hermann Bauer, Als Fnhrer der
U-Boote im Weltkrieg (Leipzig, 1940), 443-8, 463-8.
15 Cited in Stenographische
Berichte nber die ÷ffentlichen Verhandlungen des 15. Untersuchungsausschusses der
Verfassunggebenden Nationalversammlung nebst Beilagen (Berlin, 1920), 2: 227. A
rough translation is by the Carnegie Endowment for International Peace, Official
German Documents Relating to the World War, 2 vols. (New York, 1923), 2:
1214-77. All citations are from the German edition, hereafter abbreviated as
Stenographische Berichte. The original is in BA-MA, RM47, vol. 772.
16 In reality, half of the
American soldiers transported to France by the U.S. Navy sailed on converted German
liners. George W. Baer, One Hundred Years of Sea Power: The U.S. Navy, 1890-1990
(Stanford, 1994), 79.
17 Stenographische Berichte,
260-2.
18 ibid., 206, 229, 269. Italics in
the original.
19 Bernd Stegemann, Die Deutsche
Marinepolitik 1916-1918 (Berlin, 1970), 51-8.
20 Stenographische Berichte,
231.
21 ibid., 226.
22 ibid., 233.
23 ibid., 227, 249.
24 ibid., 236-41.
25 ibid., 265.
26 ibid., 265.
27 ibid., 240-3.
28 ibid., 250-1. At Pless on January
9, 1917, Ludendorff also stressed the centrality of pit-props. ibid., 322.
29 ibid., 226.
30 ibid., 266.
31 ibid., 263-4.
32 "The navy is still popular
with the people. . . . But something must be done immediately to preserve this
predilection. One hears next to nothing, for example, about the U-boats."
33 BA-MA, Nachlass Levetzow, N 239,
Box 3, vol. 4. Admiralty Staff memo to Holtzendorff, June 26, 1916. Stenographische
Berichte, 273-5.
34 Memoranda of November 26 and
December 24, 1916, BA-MA, Nachlass Vanselow, F 7612, "Kriegsziele der Marine."
See also Holger H. Herwig, "Admirals versus Generals: The War Aims of
the Imperial German Navy 1914-1918," Central European History 5 (1972):
203-38.
35 Stenographische Berichte,
164. Press conference of March 13, 1916.
36 Matthias Erzberger, Erlebnisse
im Weltkrieg (Stuttgart and Berlin, 1920), 227.
37 Walter G÷rlitz, ed., The
Kaiser and His Court: The Diaries, Note Books and Letters of Admiral Georg Alexander von
Mnller,Chief of the Naval Cabinet, 1914-1918 (New York, 1959), 144. Entry of March
4, 1916.
38 See "Der verschSrfte
U-Bootkrieg," in Max Weber, Gesammelte Politische Schriften, ed. Johannes
Winckelmann (Tnbingen, 1958), 143-51.
39 See Stenographische Berichte,
170-8, 186-92, 199-209.
40 ibid., 321. The chancellor saw
the U-boats as Germany's "last card," but deemed their chances of success as
being "downright favorable."
41 Hartmut Pogge von Strandmann,
ed., Walther Rathenau: Industrialist, Banker, Intellectual, and Politician. Notes
and Diaries 1907-1922 (Oxford, 1985), 227-8.
42 Bodo Herzog, 60 Jahre
Deutsche UBoote 1906-1966 (Munich, 1968), 111.
43 Avner Offer, "Economic
interpretation of war: the German submarine campaign, 1915-18," Australian
Economic History Review 24 (1989): 32.
44 Mancur Olson, Jr., The
Economics of the Wartime Shortage: A History of British Food Supplies in the Napoleonic
War and in World Wars I and II (Durham, 1963), 86, 95.
45 J. M. Winter, The Great
War and the British People (Basingstoke, 1985), 120, 135, 138, 141, 143-4, 229.
46 Olson, Economics of the
Wartime Shortage, 75, 77, 86, 98-109.
47 William Clinton Mullendore, History
of the United States Food Administration 1917-1919 (Stanford, 1941), 10, 48, 121.
48 Winter, The Great War and
the British People, 219, 224.
49 Olson, Economics of the
Wartime Shortage, 99.
50 ibid., 87, 93. See Jellicoe, Submarine
Peril, 206-7, for convoys.
51 Herzog, 60 Jahre Deutsche
UBoote, 109. See also John G. Williamson, Karl Helfferich 1872-1924:
Economist, Financier, Politician (Princeton, 1971), 157, 159, 165-6; Klaus
Epstein, Matthias Erzberger and the Dilemma of German Democracy (Princeton,
1959), 154-6; Weber, Gesammelte Politische Schriften, 143 ff.; and Leonidas E.
Hill, ed., Die WeizsScker-Papiere 1900-1932 (Berlin, 1982), 225 ff.,
for critical German views on the U-war. I am deeply indebted to Prof. Hill for unselfishly
sharing some of his researches into U-boat warfare.
52 Olson, Economics of the
Wartime Shortage, 110-1.
53 Stenographische Berichte,
322. Pless conference protocol, January 9, 1917.
54 Baer, One Hundred Years of Sea
Power, 76.
55 ibid., 79; Paul G. Halpern, A
Naval History of World War I (Annapolis, 1994), 435.
56 Arno Spindler, ed., Der
Handelskrieg mit U-Booten, 5 vols. (Berlin, 1932-66), 1:1-10, 153-6.
57 ibid., 3: 212, 368.
58 Peter Graf Kielmansegg, Deutschland
und der Erste Weltkrieg (Frankfurt, 1968), 393.
59 ibid., 387.
60 Herzog, 60 Jahre Deutsche
UBoote, 109.
61 BA-MA, Nachlass Keyserlingk, N
161, vol. 19, 138. See Holger H. Herwig, The German
Naval Officer Corps: A Social and
Political History 1890-1918 (Oxford, 1973), 237-9.
62 ibid., 193.
63 Richard Fuss, Der U-Boot-Krieg
des Jahres 1915. Ein Kapitel auswSrtiger Politik im Weltkriege (Stuttgart,
1936), 94.
64 Hadley, Count Not the Dead,
174 |